-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MeLuofQKQyxGMJp/bX0e5gtN2FLNkqo/Q6eBtOdPyrTghYiDY+k73zD3pglKGgpg gzTsEghMWE0H1SiGxAiclA== 0000891554-99-000727.txt : 19990413 0000891554-99-000727.hdr.sgml : 19990413 ACCESSION NUMBER: 0000891554-99-000727 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990412 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORION ACQUISITION CORP II CENTRAL INDEX KEY: 0001011835 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 133863260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53711 FILM NUMBER: 99591963 BUSINESS ADDRESS: STREET 1: 1430 BROADWAY STREET 2: 13TH FL CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2123911392 MAIL ADDRESS: STREET 1: 1430 BROADWAY 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUBENSTEIN BARRY CENTRAL INDEX KEY: 0001022123 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 68 WHEATLEY RD CITY: BROOKVILLE STATE: NY ZIP: 11545 BUSINESS PHONE: 5166263070 MAIL ADDRESS: STREET 1: 68 WHEATLEY RD CITY: BROOKVILLE STATE: NY ZIP: 11545 SC 13G/A 1 AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Orion Acquisition Corp. II (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 685924102 (CUSIP Number) April 1, 1999 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 13 CUSIP No. 685924102 13G ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barry Rubenstein ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 shares 0% _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 shares 0% _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares 0% _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 shares 0% ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!* Page 2 of 13 CUSIP No. 685924102 13G ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Marilyn and Barry Rubenstein Family Foundation ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 shares 0% _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 shares 0% _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares 0% _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 shares 0% ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* OO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!* Page 3 of 13 CUSIP No. 685924102 13G ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Marilyn Rubenstein ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 shares 0% _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 shares 0% _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares 0% _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 shares 0% ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!* Page 4 of 13 CUSIP No. 685924102 13G ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Rebecca Rubenstein ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 shares 0% _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 shares 0% _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares 0% _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 shares 0% ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!* Page 5 of 13 CUSIP No. 685924102 13G ________________________________________________________________________________ 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brian Rubenstein ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 shares 0% _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 shares 0% _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 shares 0% _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 shares 0% ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT!* Page 6 of 13 Item 1. (a) Name of Issuer: Orion Acquisition Corp. II (b) Address of Issuer's Principal Executive Offices: 1430 Broadway, 13th Floor New York, New York 10018 Item 2. 1. (a) Name of Person Filing: Barry Rubenstein (b) Address of Principal Business Office or, if none, Residence 68 Wheatley Road Brookville, New York 11545 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 685924102 Barry Rubenstein is a trustee of The Marilyn and Barry Rubenstein Family Foundation, the husband of Marilyn Rubenstein, and the father of Rebecca Rubenstein and Brian Rubenstein. 2. (a) Name of Person Filing: The Marilyn and Barry Rubenstein Family Foundation (b) Address of Principal Business Office or, if none, Residence 68 Wheatley Road Brookville, New York 11545 (c) Place of Organization: New York (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 685924102 3. (a) Name of Person Filing: Marilyn Rubenstein (b) Address of Principal Business Office or, if none, Residence 68 Wheatley Road Brookville, New York 11545 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 685924102 4. (a) Name of Person Filing: Rebecca Rubenstein (b) Address of Principal Business Office or, if none, Residence 300 East 75th Street New York, New York 10021 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 685924102 Page 7 of 13 5. (a) Name of Person Filing: Brian Rubenstein (b) Address of Principal Business Office or, if none, Residence 36 Barstow Road Great Neck, New York 11021 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 685924102 Item 3. If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C.78o) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under Section 8 of the Investment Company Act of 1940 as defined in section (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d- 1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d- 1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. 1. Barry Rubenstein: (a) Amount beneficially owned: 0 shares.(1) - ------------------- (1) Does not include 20,000 Redeemable Class A Common Stock Purchase Warrants. Each Redeemable Class A Common Stock Purchase Warrant becomes exercisable to buy one share of Common Stock at $9.00 upon the consummation of a "Business Combination" and expires on July 2, 2001. Page 8 of 13 (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 0 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 0 shares. 2. The Marilyn and Barry Rubenstein Family Foundation: (a) Amount beneficially owned: 0 shares.(1) (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 0 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 0 shares. 3. Marilyn Rubenstein: (a) Amount beneficially owned: 0 shares.(1) (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 0 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 0 shares. 3. Rebecca Rubenstein: (a) Amount beneficially owned: 0 shares.(1) (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 0 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 0 shares. 5. Brian Rubenstein: (a) Amount beneficially owned: 0 shares.(1) (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 0 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 0 shares. Page 9 of 13 Instruction. For computation regarding securities which represent right to acquire an underlying security see ss.240.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. |X| Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Exhibit A, Joint Filing Agreement, was previously filed. Exhibit B for Brian Rubenstein - Power of Attorney attached hereto. Exhibit C for Rebecca Rubenstein - Power of Attorney attached hereto. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 10 of 13 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April 9, 1999 Barry Rubenstein ---------------------------------- Barry Rubenstein THE MARILYN AND BARRY RUBENSTEIN FAMILY FOUNDATION By: Barry Rubenstein ---------------------------------- Barry Rubenstein, a Trustee Marilyn Rubenstein ---------------------------------- Marilyn Rubenstein * ---------------------------------- Rebecca Rubenstein * ---------------------------------- Brian Rubenstein *By: Barry Rubenstein ------------------------------------- Barry Rubenstein, as Attorney-in Fact Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). Page 11 of 13 Exhibit B POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints BARRY RUBENSTEIN, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all statements and reports required under Section 13(d) of the Securities Exchange Act of 1934, as amended, including, without limitation, Schedule 13D and all amendments of all such statements and/or reports, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission and with such other parties as may be required, granting unto said attorney-in-fact and agent, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue thereof. IN WITNESS WHEREOF, I have hereunto set my hand this 11th day of March, 1998. Brian Rubenstein ---------------------------- Brian Rubenstein Page 12 of 13 Exhibit C POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below constitutes and appoints BARRY RUBENSTEIN, her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for her and in her name, place and stead, in any and all capacities, to sign any and all statements and reports required under Section 13(d) of the Securities Exchange Act of 1934, as amended, including, without limitation, Schedule 13D and all amendments of all such statements and/or reports, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission and with such other parties as may be required, granting unto said attorney-in-fact and agent, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent or any of them, or their or her substitute or substitutes, may lawfully do or cause to be done by virtue thereof. IN WITNESS WHEREOF, I have hereunto set my hand this 11th day of March, 1998. Rebecca Rubenstein ---------------------------- Rebecca Rubenstein -----END PRIVACY-ENHANCED MESSAGE-----